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Navigating the complex regulatory landscape of some fluoride caries therapies in the United States. The burden to clinicians.Abstract
Full-text article online at
https://jada.ada.org/article/S0002-8177(25)00238-7/fulltext
Health Policy Perspectives
Fluoride therapeutics have a proven track record of being safe and effective for preventing caries, saving billions of dollars in restorative dental treatments.1 In fact, the World Health Organization Global Action Health Action Plan 2023-2030 identifies oral diseases, particularly caries, as among the most prevalent noncommunicable diseases worldwide and highlights the use of fluoride as a cornerstone strategy for global oral health promotion.2 In the United States, some fluoride products are regulated as drugs for caries control, while a variety of high fluoride concentration products used by clinicians for caries control are marketed by manufacturers as dental devices to manage dentin hypersensitivity, despite strong evidence and use for safely preventing and arresting caries. Therefore, unless formally reviewed by US regulators and allowed to be lawfully marketed for managing caries, these products are often used off-label by clinicians. Changes in product formulations over time to meet clinical needs and marketing claims can further affect the available supporting clinical data. Newer products, such as those containing nanosilver, present additional safety concerns, especially for children. This regulatory landscape places considerable responsibility on clinicians, professional organizations, and manufacturers to ensure the safe and effective use of these products. In this article, we emphasize the need for dentists to be aware of their responsibility in choosing effective and safe fluoride products and briefly examine how dental products are regulated, focusing on fluoride varnish (FV), silver diamine fluoride (SDF), and emerging nanosilver fluoride products. We also compare this situation with the regulation of pediatric drugs in the United States and note that similar challenges exist globally.
Manufacturers seeking to market agents in the United States can request that the US Food and Drug Administration (FDA) decide whether these combination products are regulated as drugs or medical devices.3 The FDA makes this determination using a 2005 published algorithm based on the primary mode of action.4 In the case of a combination product, the FDA bases its decision on which part of the agent provides the most important therapeutic action. The FDA has issued guidance that assists manufacturers in submitting requests for designation. In other places around the world, there is also guidance provided to manufacturers. These decisions are crucial to manufacturers because both the standards and associated costs of obtaining premarket clearance (for medical devices) or approval (for drugs) are orders of magnitudes different. In the United States, the requirements for drugs are more complex, making the process more time-consuming (decades or years) and expensive (millions of dollars). Few agents used in dentistry are regulated as drugs. Fluoridated toothpaste in the United States is regulated as an over-the-counter drug because of the anticavity claim made by manufacturers. For fluoride toothpastes to be legally marketed, they must meet the requirements of the FDA fluoride monograph,5 which establishes the types and concentration of fluoride compounds and the testing requirements for anticaries efficacy.5 The fluoride products discussed in our article fall outside of the monograph and, therefore, an anticaries claim cannot be made under this guidance.
Medical devices intended for use in dentistry are most often cleared for market under a process called 510(k) clearance, after the relevant section of the Federal Food, Drug, and Cosmetic Act, where the manufacturer presents substantial equivalence between the proposed device and one already cleared for marketing, called the predicate device. Either the new device is a similar technology or does not raise different questions of safety and effectiveness. In contrast to drugs, devices are an instrument, apparatus, implement, machine, contrivance, implant, or an in vitro reagent generally considered inert to the body; that is, they cannot achieve their ends by means of chemical action or be dependent on metabolism. Examples of other medical devices regulated by the FDA that are used in dentistry, other than those we have discussed, include dental implants, denture adhesives, dental sealants, and dental radiographs.
FV entered the US market in 1995 when it received FDA clearance as a class II medical device; that is, a cavity liner or coating to reduce dentin hypersensitivity and protect the pulp in adults. The predicate devices were typically another cavity liner or hypersensitivity agent. Therefore, FVs are not approved in the United States to prevent or control caries. The FDA determined FVs to be of middle risk and thus are subject to a lower level of regulation. The proof required for the sealing effect is based on laboratory bench testing only. Almost without exception, no controlled trials were required before marketing, and today there are dozens of such FVs sold in the United States. Some FVs contain other ingredients, such as casein phosphopeptide–amorphous calcium phosphate and tricalcium phosphate.
Evidence supporting US professional FV recommendations for caries control consists largely of studies conducted on FVs no longer available or sold in the United States. Formulas for FVs are substantially altered from those studied and marketed earlier, particularly related to inactive ingredients, such as the varnish carriers and flavoring agent. The FV market price is low, and if the FDA required greater evidence, few companies could recoup the expense of obtaining approval in a reasonable period. Insurers do not regulate devices or drugs, so insurance coverage is no guarantee of safety or efficacy. The American Dental Association (ADA) Seal of Acceptance does not mean a product approved as a device has met the requirements for a drug. Yet the ADA Seal of Acceptance ensures to consumers that the ADA has independently verified through testing or review that products have met the manufacturers’ claims for safety and efficacy.
Researchers in at least 4 laboratory studies have raised questions about the efficacy of some FVs sold in various countries, including the United States, but it is unknown if or how these laboratory concerns directly translate to clinical concerns.6-9 Although FVs are recognized and recommended by most professional organizations to manage caries and the results of systematic reviews support their safety and effectiveness,10,11 in some limited clinical studies, conducted almost exclusively outside the United States, researchers have raised further questions about whether some FVs prevent caries.12 Neither the FDA nor professional or manufacturers’ organizations police this market. This places an onerous burden on the practicing clinician to understand which products may be most effective and how to best use them.
There are 8 SDF products marketed legally as medical devices in the United States, and 1 nanosilver product that gained FDA clearance in February 2025. SDF is a liquid containing silver, ammonia, and fluoride ions. There are also silver fluoride solutions in the United States that contain silver, fluoride, water, and nitric acid. Silver ions interact with the caries-affected dental tissues, leading to dark staining and the formation of silver phosphate (which is further photoreduced to metallic silver) and black silver sulfide. For clearance, the predicate devices were either existing cleared varnishes or an already cleared SDF product. The first SDF product to enter the US market in 2014 was rigorously evaluated by the FDA and cleared as a class II medical device. Toxicologic studies in animals and human controlled trials were required to show safety and efficacy in adults to treat dentin hypersensitivity, for which it was labeled. Some of these data have been published.13,14 On the basis of trials conducted outside of the United States, SDF has been recommended by most professional organizations as an effective agent to help manage caries.15 In the United States, SDF use by dentists to prevent or arrest caries is off label and the responsibility of the dentist; the ADA recommended it be applied biannually to arrest cavitated lesions.15
In 2025, a US manufacturer of an SDF product is seeking FDA approval for their agent to be classified and approved as a drug labeled for caries lesion arrest in young children with severe early childhood caries. A key difference from earlier regulatory pathways is the premise that the mechanism of action for caries arrest is biological, not simply the mechanical sealing of tubules.16 This development has been accelerated because the FDA granted Breakthrough Therapy designation to this product in 2016 on the basis of its public health importance and efficacy and safety reported outside the United States. Granting Breakthrough Therapy designation to SDF does not mean that it can now be lawfully labeled to treat caries; rather, it is a process designed to expedite the development and review of the drug. This designation also allowed a major definitive randomized clinical trial of efficacy and safety to be conducted in the United States through a cooperative agreement between the National Institute of Dental and Craniofacial Research, National Institutes of Health, and the University of Michigan, completely independent of the manufacturer. The interim results were published in 2024.17 As with the previous example of FVs, evidence is either sparse or not available for some SDF products available on the US market, placing the burden of choosing an effective product for off label caries-control use on the clinician.
The dark staining of caries dentin by SDF is often considered undesirable by clinicians and patients. Thus, there has been interest in nanosilver fluoride agents containing silver nanoparticles, chitosan, and fluoride that produce less staining because they do not undergo oxidation.18 Nanoparticles are particles with at least 1 dimension in the size range of 1 through 100 nm. Their properties, such as reactivity and optical behavior, can differ substantially from those of the same material in bulk form. These products have mostly been developed outside the US regulatory environment, with some encouraging clinical results suggesting efficacy in caries arrest with decreased staining compared with SDF.19
The FDA has rigorous standards regarding nanosilver products when used as drugs, and the level of proof of safety required is high.20 The reason for this level of rigor is that the safety of these various very small particles is unknown, yet they are known to enter and accumulate in individual cells and organs. Exposure to silver nanoparticles can lead to health complications.21,22 Researchers comparing the toxicity of silver nanoparticles and silver salts, either in vivo or in vitro, yielded contradicting results, as some showed similar toxicity for silver nanoparticles and salts,21 others showed higher toxicity for silver nanoparticles,23 and others showed higher toxicity for silver ions.24 These differences likely depended on the coating or surface properties of the nanomaterials, the test system (in vitro), and the exposure (eg, oral vs mucosal). A phased approach, as proposed by the European Union’s Scientific Committee on Emerging and Newly Identified Health Risks that includes an evaluation of the potential of the device to release nanoparticles, assessment of the distribution of the released particles and their persistence, and hazard assessment by means of selecting relevant toxicity tests would be required to evaluate the risk of a medical device containing nanomaterials.25 Besides the effects of potentially released particles, possible local effects at the site of application should be considered.
One nanosilver fluoride product has been cleared by the FDA as a medical device using existing approved SDF products as predicate devices. As discussed above, there is no doubt that manufacturers prefer to have such products cleared as devices rather than drugs because the burden of proof and cost for the device regulatory pathway is lower than that for a drug. Thus, clinicians should look for evidence of efficacy and safety, particularly when used in children.
Dentists and other health care professionals are required to use good clinical judgment, be well informed, and use these medical devices and drugs on a sound scientific basis, whether in adults or children. One type of medical device that is approved for use in children to prevent caries is pit and fissure sealants. Pit and fissure sealants are considered devices because they have been approved as being inert to the body (ie, not working through having a biological chemical reaction or a result of metabolism). No silver-containing products, including SDF, have been approved for use in children (for hypersensitivity or otherwise) and thus are used off-label in this population.
In granting approval for the marketing of drugs and devices intended for use in children, the FDA follows 2 US laws: the Pediatric Research Equity Act and the Best Pharmaceuticals for Children Act.26 These laws require that drugs and devices with the potential to treat conditions that occur in children be studied in children; this includes drugs and devices used to mitigate caries. Companies are not permitted to advertise or market either devices or drugs for use in children if they are not cleared or approved for this use. However, companies have been seen to cross the line, and enforcement by the FDA is not rigorous unless there are major safety concerns.
The evolving landscape of dental product formulations demands coordinated efforts from clinicians, professional organizations, and manufacturers to ensure safe, evidence-based caries management in the United States. This applies to both fluoride and nonfluoride strategies. A variety of fluoride therapies for managing caries and hypersensitivity have a proven history of both safety and effectiveness, strongly supporting their use. Some fluoride agents used to prevent and manage caries in both adults and children in the United States are not regulated as drugs but as medical devices intended for tooth hypersensitivity. This means they are cleared only to inertly block dentinal tubules, and most are primarily approved for adult use only. Therefore, dentists bear a great responsibility in selecting specific products, especially new products, for use in adults and children, to ensure they are safe and effective for preventing and controlling caries. This process could be simplified if products were approved for their intended use as drugs; that is, designed to biologically interact with the body to safely prevent or manage caries in adults and children. However, the associated costs and time may discourage most dental care manufacturers and potentially hinder the introduction of innovative new products to the US market for caries prevention and management, which now happens via the device and off-label use routes. Implementation of evidence-based guidelines, rooted in systematic reviews and developed using rigorous scientific frameworks such as GRADE criteria, should remain central to clinical decision making on the selection of safe and effective fluoride product categories for managing caries in children and adults.15 In today’s climate of misinformation and unfounded concerns about existing fluoride strategies when used as recommended, it is essential for clinicians, manufacturers, and professional organizations to proactively communicate the well-established benefits and safety profiles of these products, dispel myths, and foster informed trust in strategies that are scientifically proven to improve oral health.
None of the authors reported any disclosures.
John Timothy Wright serves as the Editor in Chief for JADA. Dr. Wright was not involved in decisions about the article he wrote, and peer review was handled independently.
https://www.fda.gov/media/80384/download
https://www.govinfo.gov/content/pkg/FR-2005-08-25/pdf/05-16527.pdf
https://www.govinfo.gov/content/pkg/FR-1995-10-06/pdf/95-24693.pdf
https://ec.europa.eu/health/scientific_committees/emerging/docs/scenihr_o_045.pdf
Pediatric drug development under the Pediatric Research Equity Act and the Best Pharmaceuticals for Children Act: Scientific Considerations—Guidance for Industry. US Department of Health and Human Services, Food and Drug Administration Center for Drug Evaluation and Research (CDER), Center for Biologics Evaluation and Research (CBER)
https://www.fda.gov/media/168202/download
Date accessed: January 15, 2025
